Compliance issues will always be present and fund managers need either to devote their time to understanding and managing them or to ensure that a trusted partner is managing this aspect of their business. Set out below are a range of projects that we have helped clients with:
- Application for authorisation
- Ongoing Compliance support for Boards and Compliance Officers
- Rule Book analysis
- Drafting Compliance Manuals
- Compliance Audits and Reports
- Mock FCA Visits
- ‘Keeping up to date’ briefings
- Training